Accounting Reports - Compliance Category Overview

Overview

Reports can be accessed from Reports on the main navigation menu bar.

The Compliance category in Efimis provides a suite of reports designed to help users monitor regulatory adherence, financial integrity, and trust/account activity across matters, clients, and investment/controlled money structures.

Each report supports:

  • Favouriting for quick access to frequently used reports
  • Custom filtering to refine results and improve accuracy
  • Saving customised report views under unique names for reuse
  • Sharing & scheduling saved reports with other users or teams for consistent reporting

To learn more see: Saving, Scheduling & Sharing Custom Reports.


Available Compliance Reports

The table below summarises all available compliance reports:

Report NameDescription
Controlled Money Account StatementDisplays a detailed list of transactions within controlled money accounts
Controlled Money ListingProvides an overview of all controlled money accounts along with their current balances
Dormant Trust LedgersIdentifies client/trust ledgers where no activity has occurred over a defined period
File Maintenance ReportTracks all changes made to a matter’s identity, including client details, address updates, and matter information
Investment Account StatementDisplays transaction history for investment accounts
Investment Money ListingShows all investment money accounts and their associated balances
Ledger Transfer ListingProvides a record of all matter-to-matter ledger transfers
Register of Power and EstatesLists all entitled powers and estate records within the system
Statutory Deposit ReportDisplays statutory deposit transactions for a selected account
Trust Account StatementProvides a detailed list of client/trust accounts and their balances for a selected client
Trust AuditGenerates a default audit report for trust accounting compliance purposes
Client Overdrawn Balance (UK & IE)Displays matters where the client ledger balance is overdrawn as at a specified date (As At filter default: Today). Subtitle: “This report shows a list of matters where the client balance is overdrawn as at the specified date”
Trust OverdrawAU only - Lists transactions where a trust ledger would have become overdrawn if end-of-day balances were applied
Trust Trial BalanceCompares total trust balances against corresponding bank account balances to ensure reconciliation accuracy

Best Practices

  • Use saved reports for recurring compliance checks
  • Favourite key reports to improve workflow efficiency
  • Always apply date filters for audit and transaction-heavy reviews
  • Share standardised views to avoid reporting inconsistencies